SEC Form 4 · accession 0000006281-17-000123
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Real
Officer — SVP & Chief Technology Officer
Period of report
Sep 21, 2017
Accepted (ET)
Sep 22, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Sep 21, 2017 | M | 4,505 | $37.52 | A | 13,531 | D | |
| Comm Stock - $.16-2/3 value | Sep 21, 2017 | S | 4,505 | $83.52 | D | 9,026 | D | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 218 | I | in Analog Ireland Success Sharing Share Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $37.52 | Sep 21, 2017 | M | 4,505 | D | Jan 4, 2012 | Jan 4, 2021 | Comm Stock - $.16-2/3 value | 4,505 | 4,505 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.