SEC Form 4 · accession 0000006281-17-000117
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hassett
Officer — SVP, Global Operations & Tech
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Sep 1, 2017 | M | 11,280 | $37.52 | A | 23,019 | D | |
| Comm Stock - $.16-2/3 valueF1 | Sep 1, 2017 | S | 11,280 | $83.761 | D | 11,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $37.52 | Sep 1, 2017 | M | 11,280 | D | Jan 4, 2012 | Jan 4, 2021 | Comm Stock - $.16-2/3 value | 11,280 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on September 1, 2017 at actual sales prices ranging from $83.76 to $83.77 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.