SEC Form 4 · accession 0000006281-17-000116
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory N. Henderson
Officer — SVP, Atmtve, Comm, ArSpc & Def
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Aug 31, 2017 | M | 3,896 | $57.29 | A | 10,327 | D | |
| Comm Stock - $.16-2/3 value | Aug 31, 2017 | S | 6,396 | $84.34 | D | 3,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $57.29 | Aug 31, 2017 | M | 3,896 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 3,896 | 5,844 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.