SEC Form 4 · accession 0000006281-17-000087
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Roche
Officer — President & CEO · Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | May 30, 2017 | M | 18,204 | $39.79 | A | 61,484 | D | |
| Comm Stock - $.16-2/3 value | May 30, 2017 | M | 5,546 | $37.52 | A | 67,030 | D | |
| Comm Stock - $.16-2/3 value | May 30, 2017 | S | 23,750 | $84.00 | D | 43,280 | D | |
| Comm Stock - $.16-2/3 value | May 31, 2017 | M | 23,750 | $39.79 | A | 67,030 | D | |
| Comm Stock - $.16-2/3 value | May 31, 2017 | S | 23,750 | $88.99 | D | 43,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $39.79 | May 30, 2017 | M | 18,204 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 18,204 | 55,406 | D |
| Non-Qualified Stock Option (right to buy)F3 | $37.52 | May 30, 2017 | M | 5,546 | D | Jan 4, 2012 | Jan 4, 2021 | Comm Stock - $.16-2/3 value | 5,546 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $39.79 | May 31, 2017 | M | 23,750 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 23,750 | 31,656 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.