SEC Form 4 · accession 0000006281-17-000051
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil S Novich
Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Mar 13, 2017 | M | 15,000 | $34.25 | A | 35,285 | D | |
| Comm Stock - $.16-2/3 valueF1 | Mar 13, 2017 | S | 15,000 | $82.685 | D | 20,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $34.25 | Mar 13, 2017 | M | 15,000 | D | Jun 16, 2009 | Jun 16, 2018 | Comm Stock - $.16-2/3 value | 15,000 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on March 13, 2017 at actual sales prices ranging from $82.650 to $82.770 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second and third anniversaries the original grant date, which was June 16, 2008.