SEC Form 4 · accession 0000006281-17-000031
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce R Evans
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Mar 8, 2017 | M | 1,850 | $0.00 | A | 28,540 | D | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 64 | I | by Evans Investment Management LLC | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 36 | I | by Evans Family Investment Management LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1 | $0.00 | Mar 8, 2017 | M | 1,850 | D | Mar 9, 2017 | — | Comm Stock - $.16-2/3 value | 1,850 | 0 | D |
| Restricted Stock Unit (RSU)F2 | $0.00 | Mar 8, 2017 | A | 2,455 | A | — | — | Comm Stock - $.16-2/3 value | 2,455 | 2,455 | D |
Explanation of responses
- F1In accordance with the terms of the grant, this RSU vested 100.00% on March 8, 2017, the date of the Company's 2017 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.
- F2This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 8, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.