SEC Form 4 · accession 0000006281-17-000004
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret K Seif
Officer — SVP, CLO & Secretary
Period of report
Jan 20, 2017
Accepted (ET)
Jan 23, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Jan 20, 2017 | M | 1,000 | $39.79 | A | 14,284 | D | |
| Comm Stock - $.16-2/3 value | Jan 20, 2017 | M | 1,000 | $46.48 | A | 15,284 | D | |
| Comm Stock - $.16-2/3 value | Jan 20, 2017 | M | 1,000 | $51.73 | A | 16,284 | D | |
| Comm Stock - $.16-2/3 value | Jan 20, 2017 | S | 3,000 | $72.15 | D | 13,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $39.79 | Jan 20, 2017 | M | 1,000 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 1,000 | 16,440 | D |
| Non-Qualified Stock Option (right to buy)F3 | $46.48 | Jan 20, 2017 | M | 1,000 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 1,000 | 31,300 | D |
| Non-Qualified Stock Option (right to buy)F4 | $51.73 | Jan 20, 2017 | M | 1,000 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 1,000 | 22,870 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
- F4This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.