SEC Form 4 · accession 0000006281-16-000105
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hassett
Officer — SVP, Global Operations & Tech
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Dec 8, 2016 | M | 9,630 | $31.62 | A | 18,541 | D | |
| Comm Stock - $.16-2/3 valueF1 | Dec 8, 2016 | S | 9,630 | $74.12 | D | 8,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $31.62 | Dec 8, 2016 | M | 9,630 | D | Jan 5, 2011 | Jan 5, 2020 | Comm Stock - $.16-2/3 value | 9,630 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on December 8, 2016 at actual sales prices ranging from $74.119 to $74.122 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2010.