SEC Form 4 · accession 0000006281-16-000101
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eileen Wynne
Officer — VP, Chief Accounting Officer
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Nov 30, 2016 | M | 1,470 | $51.73 | A | 2,165 | D | |
| Comm Stock - $.16-2/3 value | Nov 30, 2016 | M | 1,300 | $57.29 | A | 3,465 | D | |
| Comm Stock - $.16-2/3 value | Nov 30, 2016 | S | 2,770 | $74.162 | D | 695 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $51.73 | Nov 30, 2016 | M | 1,470 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 1,470 | 4,410 | D |
| Non-Qualified Stock Option (right to buy)F3 | $57.29 | Nov 30, 2016 | M | 1,300 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 1,300 | 5,200 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on November 30, 2016 at actual sales prices ranging from $74.158 to $74.166 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.