SEC Form 4 · accession 0000006281-16-000099
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Hodgson
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Nov 28, 2016 | M | 5,000 | $19.57 | A | 15,985 | D | |
| Comm Stock - $.16-2/3 valueF1 | Nov 28, 2016 | S | 5,000 | $73.949 | D | 10,985 | D | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 300 | I | As custodian for grandchild, Zoe, under UTMA | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 300 | I | As custodian for grandchild, Samantha, under UTMA | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 300 | I | As custodian for grandchild, Lily, under UTMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $19.57 | Nov 28, 2016 | M | 5,000 | D | Jan 5, 2010 | Jan 5, 2019 | Comm Stock - $.16-2/3 value | 5,000 | 10,000 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on November 28, 2016 at actual sales prices ranging from $73.930 to $73.974 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second and third anniversaries of the original grant date, which was January 5, 2009.