SEC Form 4 · accession 0000006281-16-000094
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cotter
Officer — SVP, WW Sales & Dig MKTG
Period of report
Oct 17, 2016
Accepted (ET)
Oct 18, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $61.70 | Oct 17, 2016 | A | 26,999 | A | Oct 17, 2017 | Oct 17, 2026 | Comm Stock - $.16-2/3 value | 26,999 | 26,999 | D |
| Restricted Stock Unit (RSU)F2 | $0.00 | Oct 17, 2016 | A | 4,493 | A | Oct 17, 2019 | — | Comm Stock - $.16-2/3 value | 4,493 | 4,493 | D |
Explanation of responses
- F1This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was October 17, 2016.
- F2The Restricted Stock Units granted to the reporting person on October 17, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.