SEC Form 4 · accession 0000006281-16-000090
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Real
Officer — SVP & Chief Technology Officer
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Sep 29, 2016 | M | 6,500 | $19.57 | A | 13,786 | D | |
| Comm Stock - $.16-2/3 valueF1 | Sep 29, 2016 | S | 6,500 | $64.139 | D | 7,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $19.57 | Sep 29, 2016 | M | 6,500 | D | Jan 5, 2013 | Jan 5, 2019 | Comm Stock - $.16-2/3 value | 6,500 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on September 29, 2016 at actual sales prices ranging from $64.130 to $64.140 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the fourth and fifth anniversaries of the original grant date, which was January 5, 2009.