SEC Form 4 · accession 0000006281-16-000077
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eileen Wynne
Officer — VP, Chief Accounting Officer
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Aug 18, 2016 | M | 602 | $37.52 | A | 1,297 | D | |
| Comm Stock - $.16-2/3 value | Aug 18, 2016 | M | 736 | $39.79 | A | 2,033 | D | |
| Comm Stock - $.16-2/3 value | Aug 18, 2016 | M | 1,166 | $46.48 | A | 3,199 | D | |
| Comm Stock - $.16-2/3 valueF1 | Aug 18, 2016 | S | 2,504 | $64.253 | D | 695 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $37.52 | Aug 18, 2016 | M | 602 | D | Jan 4, 2012 | Jan 4, 2021 | Comm Stock - $.16-2/3 value | 602 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $39.79 | Aug 18, 2016 | M | 736 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 736 | 736 | D |
| Non-Qualified Stock Option (right to buy)F4 | $46.48 | Aug 18, 2016 | M | 1,166 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 1,166 | 2,332 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on August 18, 2016 at actual sales prices ranging from $64.25 to $64.26 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
- F4This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.