SEC Form 4 · accession 0001127602-19-009558
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C McGivney
Officer — Chief Financial Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 12,778 | $0.00 | A | 46,456 | D | |
| Common Stock | Feb 28, 2019 | F | 6,259 | $92.49 | D | 40,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 28, 2019 | M | 12,778 | D | — | — | Common Stock | 12,778 | 13,394 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.