SEC Form 4 · accession 0001127602-19-009518

MARSH & MCLENNAN COMPANIES, INC. · MRSH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief HR Officer

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 4:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062709

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2019	M	7,828	$0.00	A	17,412	D
Common Stock	Feb 28, 2019	F	4,168	$92.49	D	13,244	D
Common Stock^F2	holding	—	—		—	636	I	MMC 401(k) Savings & Investment Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Feb 28, 2019	M	7,828	D	—	—	Common Stock	7,828	5,901	D

F1Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018.
F2Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.
F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4Not Applicable.