SEC Form 4 · accession 0001127602-19-009508
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Hearn
Officer — President & CEO, Guy Carpenter
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 5,021 | $0.00 | A | 7,022 | D | |
| Common StockF2 | Feb 28, 2019 | F | 2,459 | $92.49 | D | 4,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2019 | M | 5,021 | D | — | — | Common Stock | 5,021 | 26,214 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 5,021 shares underlying restricted stock units of which 2,459 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 5,021 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, and 1,605 restricted stock units that were granted on February 21, 2018.
- F2Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan as of year end.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.