SEC Form 4 · accession 0001127602-19-007534
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Q Doyle
Officer — President and CEO, Marsh
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $90.785 | Feb 19, 2019 | A | 78,519 | A | — | Feb 18, 2029 | Common Stock | 78,519 | 78,519 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 19, 2019 | A | 7,711 | A | — | — | Common Stock | 7,711 | 35,776 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 19, 2019 | A | 7,689 | A | — | — | Common Stock | 7,689 | 43,465 | D |
Explanation of responses
- F1These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022.
- F4Not Applicable.
- F5These restricted stock units relate to performance stock units that were granted on May 1, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019.