SEC Form 4 · accession 0001127602-19-007525
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C McGivney
Officer — Chief Financial Officer
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $90.785 | Feb 19, 2019 | A | 70,106 | A | — | Feb 18, 2029 | Common Stock | 70,106 | 70,106 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 19, 2019 | A | 6,885 | A | — | — | Common Stock | 6,885 | 19,826 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 19, 2019 | A | 6,346 | A | — | — | Common Stock | 6,346 | 26,172 | D |
Explanation of responses
- F1These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022.
- F4Not Applicable.
- F5These restricted stock units relate to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019.