SEC Form 4 · accession 0001127602-19-007524
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio A Portalatin
Officer — President and CEO, Mercer
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2019 | A | 10,153 | A | — | — | Common Stock | 10,153 | 40,545 | D |
Explanation of responses
- F1The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F2These restricted stock units relate to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019.
- F3Not Applicable.