SEC Form 4 · accession 0001127602-19-006777
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morton O Schapiro
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanF2,F4 | — | Feb 15, 2019 | A | 374 | A | — | — | Common Stock | 374 | 63,852 | D |
| Restricted Stk. Units-Dir. Stk. PlanF2,F4 | — | Feb 15, 2019 | J | 292 | A | — | — | Common Stock | 292 | 64,144 | D |
Explanation of responses
- F1Includes a total of 41.133 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on November 15, 2018.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
- F4Not Applicable.
- F5Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.