SEC Form 4 · accession 0001127602-19-004307
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP, Chief Information Officer
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2019 | M | 51,760 | $0.00 | A | 94,957 | D | |
| Common Stock | Feb 4, 2019 | M | 38,029 | $0.00 | A | 132,986 | D | |
| Common Stock | Feb 4, 2019 | S | 89,789 | $90.052 | D | 43,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $48.00 | Feb 4, 2019 | M | 51,760 | D | — | Feb 23, 2024 | Common Stock | 51,760 | 0 | D |
| Stock Options (Right to Buy)F3 | $56.84 | Feb 4, 2019 | M | 38,029 | D | — | Feb 22, 2025 | Common Stock | 38,029 | 12,677 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.
- F3These options were granted on February 23, 2015 and vested in three equal annual installments on February 23rd of 2016, 2017 and 2018. The remaining installment vests on February 23rd of 2019.