SEC Form 4 · accession 0001127602-19-004305
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott McDonald
Officer — President and CEO of OWG
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 4, 2019 | M | 11,245 | $0.00 | A | 35,875 | D | |
| Common Stock | Feb 4, 2019 | S | 11,245 | $90.34 | D | 24,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $30.595 | Feb 4, 2019 | M | 11,245 | D | — | Feb 20, 2021 | Common Stock | 11,245 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2Includes dividend reinvestment shares acquired on May 15, 2018, August 15, 2018 and November 15, 2018.
- F3These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.