SEC Form 4 · accession 0001127602-18-026586
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP, Chief Information Officer
Period of report
Aug 29, 2018
Accepted (ET)
Aug 31, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2018 | M | 80,646 | $0.00 | A | 123,843 | D | |
| Common Stock | Aug 29, 2018 | S | 80,646 | $84.637 | D | 43,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $36.495 | Aug 29, 2018 | M | 80,646 | D | — | Feb 24, 2023 | Common Stock | 80,646 | 0 | D |
Explanation of responses
- F1These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.