SEC Form 4 · accession 0001127602-18-025563
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morton O Schapiro
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanF2,F4 | — | Aug 15, 2018 | A | 408 | A | — | — | Common Stock | 408 | 62,479 | D |
| Restricted Stk. Units-Dir. Stk. PlanF2,F4 | — | Aug 15, 2018 | J | 311 | A | — | — | Common Stock | 311 | 62,790 | D |
Explanation of responses
- F1Includes a total of 43.105 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on August 15, 2018.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
- F4Not Applicable.
- F5Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.