SEC Form 4 · accession 0001127602-18-019991
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morton O Schapiro
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 8,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanF2,F4 | — | Jun 1, 2018 | A | 2,175 | A | — | — | Common Stock | 2,175 | 62,071 | D |
Explanation of responses
- F1Includes a total of 78.05 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on February 15 and May 16, 2018.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Annual stock award of 2,175.26 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all these shares.
- F4Not Applicable.