SEC Form 4 · accession 0001127602-18-009656
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C McGivney
Officer — Chief Financial Officer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 9,829 | $0.00 | A | 38,494 | D | |
| Common Stock | Feb 28, 2018 | F | 4,816 | $84.87 | D | 33,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 28, 2018 | M | 9,829 | D | — | — | Common Stock | 9,829 | 12,941 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.