SEC Form 4 · accession 0001127602-18-009648
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott McDonald
Officer — President and CEO of OWG
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2018 | M | 11,791 | $0.00 | A | 50,103 | D | |
| Common Stock | Feb 28, 2018 | F | 5,543 | $84.87 | D | 44,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2018 | M | 11,791 | D | — | — | Common Stock | 11,791 | 10,051 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 11,791 shares underlying restricted stock units of which 5,543 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,791 shares underlying restricted stock units relate to 1,833 restricted stock units that were granted on February 23, 2015, 6,433 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,817 restricted stock units that were granted on February 22, 2016 and 1,708 restricted stock units that were granted on February 22, 2017.
- F2Includes dividend reinvestment shares acquired on February 15, 2018.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.