SEC Form 4 · accession 0001127602-18-009644

MARSH & MCLENNAN COMPANIES, INC. · MRSH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief HR Officer

Period of report

Feb 28, 2018

Accepted (ET)

Mar 2, 2018 · 4:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062709

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2018	M	9,206	$0.00	A	14,485	D
Common Stock	Feb 28, 2018	F	4,901	$84.87	D	9,584	D
Common Stock^F2	holding	—	—		—	622	I	MMC 401(k) Savings & Investment Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Feb 28, 2018	M	9,206	D	—	—	Common Stock	9,206	6,743	D

F1Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017.
F2Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.
F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4Not Applicable.