SEC Form 4 · accession 0001127602-18-009639
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Hearn
Officer — President & CEO, Guy Carpenter
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2018 | M | 3,415 | $0.00 | A | 3,467 | D | |
| Common Stock | Feb 28, 2018 | F | 1,673 | $84.87 | D | 1,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2018 | M | 3,415 | D | — | — | Common Stock | 3,415 | 26,415 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017.
- F2Includes shares acquired through the Marsh & McLennan Companies Employee Stock Purchase Plan on January 2, 2018.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.