SEC Form 4 · accession 0001127602-18-009095
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C McGivney
Officer — Chief Financial Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 5,174 | $0.00 | A | 33,839 | D | |
| Common Stock | Feb 26, 2018 | S | 5,174 | $83.59 | D | 28,665 | D | |
| Common Stock | Feb 26, 2018 | M | 13,105 | $0.00 | A | 41,770 | D | |
| Common Stock | Feb 26, 2018 | S | 13,105 | $83.59 | D | 28,665 | D | |
| Common Stock | Feb 26, 2018 | M | 4,249 | $0.00 | A | 32,914 | D | |
| Common Stock | Feb 26, 2018 | S | 4,249 | $83.59 | D | 28,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $31.885 | Feb 26, 2018 | M | 5,174 | D | — | Feb 23, 2022 | Common Stock | 5,174 | 0 | D |
| Stock Options (Right to Buy)F3 | $36.495 | Feb 26, 2018 | M | 13,105 | D | — | Feb 24, 2023 | Common Stock | 13,105 | 0 | D |
| Stock Options (Right to Buy)F4 | $48.00 | Feb 26, 2018 | M | 4,249 | D | — | Feb 23, 2024 | Common Stock | 4,249 | 13,867 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.
- F3These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.
- F4These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.