SEC Form 4 · accession 0001127602-18-008053
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio A Portalatin
Officer — President and CEO, Mercer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $83.046 | Feb 21, 2018 | A | 73,811 | A | — | Feb 20, 2028 | Common Stock | 73,811 | 73,811 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 21, 2018 | A | 8,129 | A | — | — | Common Stock | 8,129 | 40,197 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 21, 2018 | A | 11,580 | A | — | — | Common Stock | 11,580 | 51,777 | D |
Explanation of responses
- F1These options were granted on February 21, 2018 and vest in four equal annual installments on February 21st of 2019, 2020, 2021 and 2022.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These restricted stock units vest in three equal annual installments on February 28th of 2019, 2020 and 2021.
- F4Not Applicable.
- F5These restricted stock units relate to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017. The performance factor for these performance stock units was determined on February 21, 2018.