SEC Form 4 · accession 0001127602-18-004463
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott McDonald
Officer — President and CEO of OWG
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 5, 2018 | M | 11,200 | $0.00 | A | 49,491 | D | |
| Common Stock | Feb 5, 2018 | S | 11,200 | $84.868 | D | 38,291 | D | |
| Common Stock | Feb 5, 2018 | M | 218 | $0.00 | A | 38,509 | D | |
| Common Stock | Feb 5, 2018 | S | 218 | $84.49 | D | 38,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $22.705 | Feb 5, 2018 | M | 11,200 | D | — | Feb 21, 2020 | Common Stock | 11,200 | 0 | D |
| Stock Options (Right to Buy)F3 | $22.705 | Feb 5, 2018 | M | 218 | D | — | Feb 21, 2020 | Common Stock | 218 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2Includes dividend reinvestment shares acquired on February 15, 2017, May 15, 2017, August 15, 2017 and November 15, 2017.
- F3These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.