SEC Form 4 · accession 0001127602-17-026320
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP, Chief Information Officer
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2017 | M | 30,000 | $0.00 | A | 68,427 | D | |
| Common Stock | Aug 21, 2017 | S | 30,000 | $77.3103 | D | 38,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $31.885 | Aug 21, 2017 | M | 30,000 | D | — | Feb 23, 2022 | Common Stock | 30,000 | 52,782 | D |
Explanation of responses
- F1These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.