SEC Form 4 · accession 0001127602-17-024742
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio A Portalatin
Officer — President and CEO, Mercer
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 1, 2017 | A | 12,739 | A | — | — | Common Stock | 12,739 | 32,068 | D |
Explanation of responses
- F1The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F2These restricted stock units vest on August 15, 2020.
- F3Not Applicable.