SEC Form 4 · accession 0001127602-17-016340
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Q Doyle
Officer — President, Marsh
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 2,642 | $0.00 | A | 2,859 | D | |
| Common Stock | May 1, 2017 | F | 1,363 | $74.302 | D | 1,496 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 1, 2017 | M | 2,642 | D | — | — | Common Stock | 2,642 | 12,116 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,363 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.