SEC Form 4 · accession 0001127602-17-011277
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Glaser
Officer — President and CEO, MMC · Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 203,599 | $0.00 | A | 483,211 | D | |
| Common Stock | Mar 8, 2017 | S | 203,599 | $73.202 | D | 279,612 | D | |
| Common Stock | Mar 9, 2017 | M | 237,268 | $0.00 | A | 516,880 | D | |
| Common Stock | Mar 9, 2017 | S | 237,268 | $73.111 | D | 279,612 | D | |
| Common Stock | Mar 10, 2017 | M | 47,620 | $0.00 | A | 327,232 | D | |
| Common Stock | Mar 10, 2017 | S | 47,620 | $73.3365 | D | 279,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $19.045 | Mar 8, 2017 | M | 203,599 | D | — | Feb 22, 2019 | Common Stock | 203,599 | 284,888 | D |
| Stock Options (Right to Buy)F2 | $19.045 | Mar 9, 2017 | M | 237,268 | D | — | Feb 22, 2019 | Common Stock | 237,268 | 47,620 | D |
| Stock Options (Right to Buy)F2 | $19.045 | Mar 10, 2017 | M | 47,620 | D | — | Feb 22, 2019 | Common Stock | 47,620 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.