SEC Form 4 · accession 0001127602-17-008219
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julio A Portalatin
Officer — President and CEO, Mercer
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $73.195 | Feb 22, 2017 | A | 88,275 | A | — | Feb 21, 2027 | Common Stock | 88,275 | 88,275 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 22, 2017 | A | 9,052 | A | — | — | Common Stock | 9,052 | 29,763 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 22, 2017 | A | 13,126 | A | — | — | Common Stock | 13,126 | 42,889 | D |
Explanation of responses
- F1These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.
- F4Not Applicable.
- F5These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.