SEC Form 4 · accession 0001127602-17-001601
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morton O Schapiro
Director
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2017 | M | 1,732 | $68.11 | A | 6,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanF1,F2 | — | Jan 10, 2017 | M | 1,732 | D | — | — | Common Stock | 1,732 | 55,571 | D |
Explanation of responses
- F1The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F2Not Applicable.