SEC Form 4 · accession 0001127602-16-071082
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander S Moczarski
Officer — Chairman of MMC International
Period of report
Dec 29, 2016
Accepted (ET)
Dec 30, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | S | 8,850 | $68.00 | D | 20,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 13,001 | 13,001 | D |
Explanation of responses
- F1Includes dividend reinvestment shares acquired on August 15, 2016 and November 15, 2016.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.