SEC Form 4 · accession 0001127602-16-070260
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott McDonald
Officer — President and CEO of OWG
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 15, 2016 | M | 10,411 | $0.00 | A | 36,506 | D | |
| Common Stock | Dec 15, 2016 | F | 4,894 | $68.98 | D | 31,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Dec 15, 2016 | M | 10,411 | D | — | — | Common Stock | 10,411 | 11,028 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 10,411 shares underlying restricted stock units of which 4,894 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,411 shares underlying restricted stock units relate to restricted stock units that were granted on December 11, 2013.
- F2Includes dividend reinvestment shares acquired on May 13, 2016, August 15, 2016, and November 15, 2016.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.