SEC Form 4 · accession 0001127602-16-068097
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Rapport
Officer — SVP and Controller
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | M | 10,000 | $0.00 | A | 36,222 | D | |
| Common Stock | Nov 21, 2016 | S | 10,000 | $69.001 | D | 26,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $22.705 | Nov 21, 2016 | M | 10,000 | D | — | Feb 21, 2020 | Common Stock | 10,000 | 7,011 | D |
Explanation of responses
- F1Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on May 13, 2016, August 15, 2016 and November 15, 2016.
- F2These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.