SEC Form 4 · accession 0001127602-16-068094
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP, Chief Information Officer
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 11,000 | $0.00 | A | 44,513 | D | |
| Common Stock | Nov 18, 2016 | S | 11,000 | $68.9407 | D | 33,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $30.595 | Nov 18, 2016 | M | 11,000 | D | — | Feb 20, 2021 | Common Stock | 11,000 | 41,474 | D |
Explanation of responses
- F1These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.