SEC Form 4 · accession 0001127602-16-050804
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Ledford
Officer — SVP & Chief HR Officer
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 30,928 | $0.00 | A | 56,374 | D | |
| Common Stock | May 2, 2016 | S | 30,928 | $63.4867 | D | 25,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $22.705 | May 2, 2016 | M | 30,928 | D | — | Feb 21, 2020 | Common Stock | 30,928 | 0 | D |
Explanation of responses
- F1These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.