SEC Form 4 · accession 0001127602-16-047296
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Rapport
Officer — SVP and Controller
Period of report
Mar 22, 2016
Accepted (ET)
Mar 23, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 22, 2016 | M | 4,688 | $0.00 | A | 30,841 | D | |
| Common Stock | Mar 22, 2016 | S | 4,688 | $59.963 | D | 26,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $29.60 | Mar 22, 2016 | M | 4,688 | D | — | Feb 11, 2017 | Common Stock | 4,688 | 0 | D |
Explanation of responses
- F1These options vested in four equal annual installments on February 12th of 2008, 2009, 2010 and 2011. These options became exercisable on October 13, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.