SEC Form 4 · accession 0001127602-16-045520
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Scott Gilbert
Officer — SVP, Chief Information Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 8, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 72,248 | $0.00 | A | 109,761 | D | |
| Common Stock | Mar 7, 2016 | S | 76,248 | $57.2121 | D | 33,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $22.705 | Mar 7, 2016 | M | 72,248 | D | — | Feb 21, 2020 | Common Stock | 72,248 | 0 | D |
Explanation of responses
- F1These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.