SEC Form 4 · accession 0001127602-16-044187
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Rapport
Officer — SVP and Controller
Period of report
Feb 28, 2016
Accepted (ET)
Mar 1, 2016 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2016 | M | 4,663 | $0.00 | A | 28,098 | D | |
| Common Stock | Feb 28, 2016 | F | 1,945 | $57.825 | D | 26,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2016 | M | 4,663 | D | — | — | Common Stock | 4,663 | 3,614 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 4,663 shares underlying restricted stock units of which 1,945 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 4,663 shares underlying restricted stock units relate to 914 restricted stock units that were granted on February 25, 2013, 2,468 restricted stock units relating to performance stock units that were granted on February 25, 2013 for the performance period 2013-2015, 695 restricted stock units that were granted on February 24, 2014, and 586 restricted stock units that were granted on February 23, 2015.
- F2Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on February 15, 2016.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.