SEC Form 4 · accession 0001127602-16-044171
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott McDonald
Officer — President and CEO of OWG
Period of report
Feb 28, 2016
Accepted (ET)
Mar 1, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 28, 2016 | M | 12,193 | $0.00 | A | 31,758 | D | |
| Common Stock | Feb 28, 2016 | F | 5,733 | $57.825 | D | 26,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 28, 2016 | M | 12,193 | D | — | — | Common Stock | 12,193 | 21,439 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 12,193 shares underlying restricted stock units of which 5,733 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,193 shares underlying restricted stock units relate to 2,284 restricted stock units that were granted on February 25, 2013, 6,167 restricted stock units relating to performance stock units that were granted on February 25, 2013 for the performance period 2013-2015, 1,910 restricted stock units that were granted on February 24, 2014, and 1,832 restricted stock units that were granted on February 23, 2015.
- F2Includes dividend reinvestment shares acquired on May 15, 2015, August 17, 2015, November 16, 2015 and February 15, 2016.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.