SEC Form 4 · accession 0001127602-16-044168
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurie Ledford
Officer — SVP & Chief HR Officer
Period of report
Feb 28, 2016
Accepted (ET)
Mar 1, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2016 | M | 14,722 | $0.00 | A | 33,161 | D | |
| Common Stock | Feb 28, 2016 | F | 7,715 | $57.825 | D | 25,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 28, 2016 | M | 14,722 | D | — | — | Common Stock | 14,722 | 8,858 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 14,722 shares underlying restricted stock units of which 7,715 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,722 shares underlying restricted stock units relate to 1,827 restricted stock units that were granted on February 25, 2013, 9,866 restricted stock units relating to performance stock units that were granted on February 25, 2013 for the performance period 2013-2015, 1,563 restricted stock units that were granted on February 24, 2014, and 1,466 restricted stock units that were granted on February 23, 2015.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3Not Applicable.