SEC Form 4 · accession 0001127602-16-042987
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Zaffino
Officer — President & CEO, Marsh
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $57.325 | Feb 22, 2016 | A | 151,385 | A | — | Feb 21, 2026 | Common Stock | 151,385 | 151,385 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 22, 2016 | A | 15,264 | A | — | — | Common Stock | 15,264 | 48,927 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 22, 2016 | A | 40,076 | A | — | — | Common Stock | 40,076 | 89,003 | D |
Explanation of responses
- F1These options were granted on February 22, 2016 and vest in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.
- F2The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F3These restricted stock units vest in three equal annual installments on February 28th of 2017, 2018 and 2019.
- F4Not Applicable.
- F5These restricted stock units relate to performance stock units that were granted on February 25, 2013 for the performance period 2013-2015. The performance factor for these performance stock units was determined on February 22, 2016.