SEC Form 4 · accession 0001127602-15-029168
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Michael Bischoff
Officer — Chief Financial Officer
Period of report
Oct 15, 2015
Accepted (ET)
Oct 16, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 15, 2015 | M | 14,782 | $0.00 | A | 37,246 | D | |
| Common Stock | Oct 15, 2015 | F | 7,600 | $53.105 | D | 29,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Oct 15, 2015 | M | 14,782 | D | — | — | Common Stock | 14,782 | 11,035 | D |
Explanation of responses
- F1Vesting and distribution to reporting person of 14,782 shares underlying restricted stock units of which 7,600 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,782 shares underlying restricted stock units relate to 44,346 restricted stock units that were granted on October 1, 2012.
- F2Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on August 14, 2015.
- F3The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F4Not Applicable.